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Increasing Transparency, SEC Rule 10c-1
Regulatory reporting is increasing in the U.S. market, and team eSecLending brings back friends from Pirum, Bob Zekraus and Tom Veneziano, to address questions regarding Rule 10c-1 and to discuss how the industry will prepare for implementation and pivot into a state of readiness. This material is for your private information and does not constitute legal, tax or investment advice. There is no representation or warranty as to the current accuracy of, nor liability for, decisions based on such information.
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